File Checker – Financial Services
Salary
c28k - 30k
Location
Bristol
Job Type
Full Time
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Recruit UK are actively representing a leading Wealth management practice who offer holistic advice to private and corporate clients within Investments, retirement, protection, Mortgages and employee benefits. They have an exciting opportunity for an organised and attentive File checker to join their growing and well regarded team in the centre of Bristol.
Main duties of this position will include;
- Monitoring the advice given by a team of wealth planners.
- Ensure Investment reports and suitability letters are in line with company and FCA standards.
- Assessing and grading quality of files and providing effective and concise feedback
- Identifying any inconsistencies/errors and escalate them accordingly to the right individual.
- Reviewing quality of files across pensions, investments, mortgages and protection.
- Work closely with members of the compliance team, FCA and wealth planners and provide support where required.
- Provide support to the Head of Advice Delivery to improve processes within the department.